Manage Compliance Anywhere™
CCO Companion provides investment advisers with the information and resources they need to satisfy even the most challenging regulatory and compliance requirements.
What do advisers have to say?
“It’s like having a team of compliance professionals with you 24/7.”Lesley Murray, Chief Compliance Officer | New Century Asset Management, Inc.
“CCO Companion puts all critical regulatory and compliance information right at my fingertips.”Jeffrey Carney, Chief Compliance Officer | Capital Wealth Planning, LLC
“The compliance tools have helped us work through some very difficult compliance projects.”Bruce M. Wiener, Principal | Wiener Financial Management
“CCO Companion gives me a simple, yet comprehensive, resource for answering my compliance questions.”Daniel Schwartz, President | Nine Rivers, LLC
“CCO Companion has saved us time, money and, most importantly, a great deal of stress.”Mark Briggs, CFP® President | Briggs Wealth Management, Inc.
Satisfy Your Compliance Obligations
CCO Companion’s wide range of resources can help you
navigate your toughest compliance tasks.
Experience the Benefits
Explore the features that can help tame your compliance.
Upload your own compliance documents.
Bookmark any document to create your own compliance library.
Search the entire database by title, date or keyword.
Access multiple regulatory and compliance news feeds.