Setting You Up for Success
By Scott on November 30, 2015 in Countdown to Launch
While the launch of CCO Companion will represent a tremendous milestone for …
Fuel the Rocket
By Scott on November 27, 2015 in Countdown to Launch
As launch date approaches, I wanted to give my sincere thanks to …
A Fanatical Devotion to Relevance
By Timur on November 25, 2015 in Countdown to Launch
A Fanatical Devotion to Relevance The compliance professionals behind CCO Companion clearly …
5 Contributing Factors to a Compliance Violation: Infographic
By Timur on November 23, 2015 in Regulatory Environment
The Elusive Nature of “Best Practices”
By Scott on November 20, 2015 in Regulatory Environment
Is there anything more slippery in the field of compliance than best …
Reduce Your Risk Exposure
By Scott on November 18, 2015 in Countdown to Launch
Advisers and their compliance personnel face risk on two fronts – the …
The Overburdened CCO
By Scott on November 17, 2015 in Regulatory Environment
One wonders whether the SEC has a firm grasp on how the great majority …
Viva La Revolution!
By Scott on November 16, 2015 in Countdown to Launch
“Manage Compliance Anywhere” is more than just CCO Companion’s tagline – it marks a …
Quality Reigns Supreme
By Scott on November 13, 2015 in Countdown to Launch
You’re only as good as your material . . . something every …
Fraud is Not a Teachable Moment
By Scott on November 12, 2015 in Countdown to Launch
In the last few months, the SEC has been issuing enforcement actions …
Great, Great Stuff
By Timur on November 9, 2015 in Countdown to Launch
CCO Companion content casts a wide net, but it can generally stuffed …
Take a Load Off
By Timur on November 4, 2015 in Countdown to Launch
Advisers don’t need more compliance information – they need to know what …
Born of Necessity, Not Opportunity
By Scott on November 4, 2015 in Countdown to Launch
What makes CCO Companion such a tremendous tool is that it started …
Why CCO Companion?
By Scott on November 4, 2015 in Regulatory Environment
In a word, frustration. Frustration that I, supposedly a seasoned compliance professional, …
