In addition to updating the Reference Library with all relevant Q1 2016 compliance releases, we have added “Whistleblower” as a new compliance sub-topic. Whistleblower documents in the Reference Library include:
- Implementation of the Whistleblower Provisions of Section 21F of the Securities Exchange Act of 1934 (Final Rule Release)
- Interpretation of the SEC’s Whistleblower Rules Under Section 21f of the Securities Exchange Act of 1934 (Interpretive Release)
- The SEC as the Whistleblower’s Advocate (Speech)
- In the Matter of Paradigm Capital Management, Inc. (Administrative Proceeding)
- Incentivizing Whistleblowers to Bring Fraud to Light (Speech)
- Adoption of Rules for Implementing the Whistleblower Provisions of Section 21F of the Securities Exchange Act of 1934 (Speech)
- Opening Statement at SEC Open Meeting: Item 2 — Whistleblower Program (Speech)
- Implementing the Whistleblower Provisions of Section 21F of the Securities Exchange Act of 1934 (Speech)
- Remarks at Open Meeting — Whistleblower Program (Speech)